EU-wide
Articles tagged EU-wide — pan-European regimes: CESOP, CRS, FATCA, DAC7/8, AnaCredit, Instant Payments, MiCA, DORA, AMLA.
Late filing — what to do when a return will miss
Handling a reporting incident: the choice between filing late and filing wrong, who should make it, and what to tell the authority…
New product, new returns — the scoping questions
The reporting questions to answer before a product launches: does it create a new population, a new instrument, a new counterparty class…
Instant payments reporting — building the IPR return
Building the Instant Payments Regulation return: the reporting template, the historical backfill, national variations and what the data has to come from.
Agent and distributor reporting — what the network owes
Reporting created by an agent or distributor network: the Article 19 notification, register entry before start, and the AML duties binding the…
Incident reporting clocks — four regimes, one incident
One incident can start four reporting clocks: DORA, data protection, AML and prudential notification. How the deadlines interact and what to do…
Own funds reporting — the four methods and the return
Own funds reporting for payment and e-money institutions: Methods A, B and C under PSD2 Article 9, Method D for e-money, and…
Safeguarding reporting — the notification nobody files
Safeguarding reporting duties: the advance notification of a material change, daily reconciliation, the representative portion and the annual attestation.
Building the CRS return — from onboarding to file
How a CRS return is built: why the work happens at onboarding, self-certification and indicia, the reportable-account population, and the annual cycle.
Building the DORA register of information
How the DORA register of information is actually built: sourcing from contracts, the critical-function test, sub-contracting depth, and keeping it current.
Building the CESOP file — the quarterly cycle
How a CESOP quarterly file is built: counting payees not payments, the home and host filing question, refund linkage, and the validation…