Insights
CONSOB
Italian securities regulator
By regulator
Banca d'Italia · Italy
Conduct and complaints reporting in Italy — ABF, IVASS and the Banca d’Italia framework
The Italian conduct cycle: the Arbitro Bancario Finanziario for banking and payments disputes, the Arbitro per le Controversie Finanziarie for investment matters,…
CONSOB · Italy
CONSOB MiFIR transaction reporting in Italy
Daily MiFIR Article 26 transaction reporting to CONSOB: the ESMA XML schema, the Italian portal specifics, Codice Fiscale handling, ARM vs direct…
CONSOB · Italy
CONSOB MiFID II investment firm authorisation — the SIM regime
Societa di Intermediazione Mobiliare authorisation: CONSOB for conduct, Banca d'Italia for prudential, MiFID II services in Italian law, IFR Class 2 /…
Banca d'Italia · Italy
CASP authorisation in Italy under MiCA
The Italian two-authority route to MiCA CASP authorisation: CONSOB for conduct, Banca d'Italia for prudential, the OAM-VASP migration, dossier requirements and what…