Insights
CONSOB
Italian securities regulator
By regulator
Banca d'Italia · Italy
Conduct and complaints reporting in Italy — ABF, IVASS and the Banca d’Italia framework
The Italian conduct cycle: the Arbitro Bancario Finanziario for banking and payments disputes, the Arbitro per le Controversie Finanziarie for investment matters,…
CONSOB · Italy
CONSOB MiFIR transaction reporting in Italy
CONSOB MiFIR transaction reporting in Italy: Article 26 obligation, the 65-field RTS 22 schema, T+1 daily filing, ARM vs direct submission, and…
CONSOB · Italy
CONSOB MiFID II investment firm authorisation — the SIM regime
Investment firm authorisation in Italy: how a SIM is authorised by CONSOB with Banca d'Italia's prudential assent, which MiFID II services the…
Banca d'Italia · Italy
CASP authorisation in Italy under MiCA
The Italian two-authority route to MiCA CASP authorisation: CONSOB for conduct, Banca d'Italia for prudential, the OAM-VASP migration, dossier requirements and what…