Insights
CONSOB
Italian securities regulator
By regulator
Banca d'Italia · Italy
Conduct and complaints in Italy — ABF and ACF
The Italian conduct cycle: the Arbitro Bancario Finanziario, the Arbitro per le Controversie Finanziarie, and how complaints reporting flows upward.
CONSOB · Italy
CONSOB MiFIR transaction reporting in Italy
CONSOB MiFIR transaction reporting in Italy: the Article 26 obligation, the 65-field RTS 22 schema, T+1 filing and where reports get rejected.
CONSOB · Italy
CONSOB MiFID II authorisation — the SIM regime
CONSOB authorises a SIM under Article 19 TUF on Banca d'Italia's opinion: the €75,000/€150,000/€750,000 capital tiers and the IFR class 2 vs…
Banca d'Italia · Italy
CASP authorisation in Italy under MiCA
MiCA CASP authorisation in Italy: CONSOB for conduct, Banca d'Italia for prudential, the OAM-VASP migration and what switches on at grant.