Insights
AFM
Dutch markets authority
By regulator
AFM · Netherlands
AFM MiFIR transaction reporting in the Netherlands
Daily MiFIR Article 26 transaction reporting to AFM: the ESMA XML schema, BSN handling and the Dutch privacy overlay, ARM vs direct…
AFM · Netherlands
Dutch conduct and complaints — Kifid and the AFM framework
The Klachteninstituut Financiele Dienstverlening for retail disputes, AFM and DNB conduct supervision, the ACM consumer-protection overlay and how the cycle sits next…
AFM · Netherlands
CASP authorisation in the Netherlands under MiCA
The Dutch route to MiCA CASP authorisation: AFM for conduct, DNB for prudential. The migration from the prior DNB crypto-service-provider registration, custody…
AFM · Netherlands
AFM MiFID II investment firm authorisation in the Netherlands
The Dutch beleggingsonderneming regime: AFM for conduct, DNB for prudential, MiFID II services in Dutch law, IFR Class 2 / Class 3,…